Corruption as a Barrier to Entry: Theory and Evidence
 
        with Saul Estrin and Eugenio Proto

        October 2010

        Conventional wisdom depicts corruption as a tax on incumbent firms. This paper challenges this view in
        two ways. First, by arguing that corruption matters not so much because of the value of the bribe ("tax"),
        but because of another less studied feature of corruption, namely bribe unavoidability. Second, we argue
        that the social costs of corruption arise not because corruption hurts incumbent firms, but mostly because
        it acts as a powerful barrier to the entry of new firms. Corruption sands and greases in tandem: it helps
        incumbent firms (on balance) and it hurts potential entrants. We put forward a model in which a bureaucrat
        chooses entry barriers to optimize bribe revenues. When the capacity to collect bribes is high, it is optimal
        to allow high levels of oligopoly power to incumbents. Conversely, the more avoidable are the bribes, the
        more firms are allowed into the market. These ideas are tested using a unique, representative sample of
        Brazilian manufacturing firms. Consistently with our theoretical model, we show that corruption (a) is ranked
        as the most important barrier to entry (above finance, taxes and regulation) and (b) while bribes unavoidability
        is positively related to firm performance, the size of the bribe is not.
 

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